AOBPreview originally published online on January 6, 2006
Annals of Botany 2006 97(4):559-569; doi:10.1093/aob/mcl003
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Responses of Crown Development to Canopy Openings by Saplings of Eight Tropical Submontane Forest Tree Species in Indonesia: A Comparison with Cool-temperate Trees
1 Department of Biology, Faculty of Science, Shinshu University, Asahi 3-1-1, Matsumoto 390-8621, Japan and 2 Center for Research and Development in Biology, Indonesian Institute of Sciences, JL Juanda 22, Bogor 16122, Indonesia
* For correspondence. E-mail koichit{at}gipac.shinshu-u.ac.jp
Received: 12 August 2005 Returned for revision: 15 November 2005 Accepted: 6 December 2005 Published electronically: 6 January 2006
| ABSTRACT |
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Background and Aims Growth in trunk height in canopy openings is important for saplings. How saplings increase height growth in canopy openings may relate to crown architectural constraints. Responses of crown development to canopy openings in relation to trunk height growth were studied for saplings (0·22·5 m tall) of eight tropical submontane forest tree species in Indonesia. The results of this study were also compared with those of temperate trees in northern Japan.
Methods The crown architecture differed among the eight tropical species, i.e. they had sparsely to highly developed branching structures. Crown allometry was compared among the eight species in each canopy condition (closed canopy or canopy openings), and between closed canopy and canopy openings within a species. A general linear regression model was used to analyse how each species increases height growth rate in canopy openings. Crown allometry and its plasticity were compared between tropical and temperate trees by a nested analysis of covariance.
Key Results Tropical submontane trees had responses similar to cool-temperate trees, showing an increase in height in canopy openings, i.e. taller saplings of sparsely branched species increase height growth rates by increasing the sapling leaf area. Cool-temperate trees have a wider crown projection area and a smaller leaf area per crown projection area to avoid self-shading within a crown compared with tropical submontane trees. Plasticity of the crown projection area is greater in cool-temperate trees than in tropical submontane trees, probably because of the difference in leaf longevity.
Conclusions This study concluded that interspecific variation in the responses of crown development to canopy openings in regard to increasing height related to the species' branching structure, and that different life-forms, such as evergreen and deciduous trees, had different crown allometry and plasticity.
Key words: Cool-temperate trees, crown allometry, crown architecture, height growth, Indonesia, saplings, plasticity, tropical trees
| INTRODUCTION |
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Forest understorey environments are characterized by light-limited conditions. For example, several studies have found that relative light intensity is only a few percent in temperate deciduous forests and tropical rain forests (Yoda, 1974
The crown architecture or biomass allocation to each organ (e.g. roots, leaves, branches and trunk) changes plastically with light conditions. Generally, allocation to leaves decreases with increase in light intensity (King, 1994
). Takahashi et al. (2001)
compared morphological plasticity in response to canopy openings between highly and sparsely branched species of deciduous broadleaved trees in a cool-temperate forest in northern Japan, and showed that highly and sparsely branched species increase their height in canopy openings in different ways. Highly branched species increase their height by allocating more biomass to the main trunk. In contrast, sparsely branched species increase their height by increasing the net production of each sapling through increased allocation to leaves. The lower cost of leaf support allows vertical-growth species to invest more in leaves. Thus, highly and sparsely branched species of deciduous broadleaved trees show opposite responses to canopy openings according to their crown-architectural constraints (Takahashi et al., 2001
). Interspecific variation in morphological plasticity of the crown is greater than that of the leaves (i.e. leaf mass per area and leaf nitrogen content, which regulates assimilative capacity of leaves) in these deciduous species (Takahashi et al., 2005
). Therefore, the morphological plasticity of crown architecture has an important role in the increase in height. Such opposite responses to canopy openings in crown development for increasing height might be found in evergreen trees.
However, currently information regarding sapling responses in such circumstances is still limited for evergreen trees. A difference in leaf longevity between deciduous and evergreen trees may affect the crown architecture of saplings and their plasticity. For example, evergreen broadleaved trees tend to have a larger leaf mass than deciduous broadleaved trees at a given trunk diameter, as indicated from the results of the allometric relationship between leaf mass and trunk diameter for a broad range of tree sizes from saplings to canopy trees (Yamakura et al., 1986
; Takahashi et al., 1999
). Few studies have compared sapling crown allometry and their plasticity in response to canopy openings between deciduous trees and evergreen trees. Such a comparison would help in understanding the growth strategies of different life-forms, such as evergreen and deciduous trees.
This study examined the crown allometry in saplings of eight species in a tropical submontane rain forest in Indonesia. The crown architecture of the species varied between a sparsely and a highly developed branching structure. The purposes of this study were: (1) to examine how saplings of the eight tropical submontane species with different branching structure increase their height in canopy openings through plastic changes in crown allometry; (2) to compare the crown allometry between tropical submontane evergreen trees in this study and cool-temperate deciduous trees described by Takahashi et al. (2001)
; and (3) to compare the plasticity of crown allometry between tropical submontane evergreen trees and cool-temperate deciduous trees.
| MATERIALS AND METHODS |
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Study site
This study was carried out in a tropical submontane forest in Mount Halimun National Park (6°44' S, 106°32'E, 1100 m above sea level), West Java, Indonesia. The annual mean rainfall, recorded at the office of the tea plantation near the study site during 1998 to 2002, was 3869 mm. The rainy season is from October to April, and the monthly rainfall exceeds 300 mm during this period. The monthly mean temperatures were between 24 °C and 31 °C during 1998 to 1999.
The forest of the Mount Halimun National Park is a reserve, and therefore there were no anthropogenic effects on the vegetation. Two permanent plots, 100 x 100 m in area, were established on Mount Kendung (Suzuki et al., 1997
, 1998
). The number of tree species with individuals of greater than 4·8 cm diameter at breast height in the two plots was 116 and 103, and the total basal area was 36·3 m2 ha1 and 35·4 m2 ha1, respectively. The maximum tree heights of the two plots were 54 m and 37 m, respectively. The dominant species in the two plots were Altingia excelsa Noronha, Castanopsis acuminatissima A. DC. ex Hance., Schima wallichii Choisy and Quercus lineata Blume (Suzuki et al., 1997
, 1998
). Several ginger species dominated on the forest floor (Nishimura and Suzuki, 2000
; Takahashi, 2004
).
Field methods
Eight species were chosen for analysis (Table 1). Saplings of these species were relatively abundant compared with the other species. The crown architecture differed between the eight species, i.e. their branching structure varied between sparsely and highly developed. Castanopsis acuminatissima was the highest-branched species, and Macaranga semiglobosa J. J. S. was the most sparsely branched species (Table 1). Adult size also differed between the eight species (Table 1). Lasianthus tomentosus BI., Clidemia hirta (L.) D. Don and Symplocos cochinchinensis (Lour.) Moore. ssp. Laurina (Retz.) Noot. were small trees, as well as Macaranga semiglobosa, which is a sub-canopy tree species. The other species were tall tree species. In this study, the species is referred to by the generic name.
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Canopy openings were distinguished from a closed canopy by the absence of an upper canopy above 10 m. Gap saplings were measured in small canopy openings (<100 m2). The number of the examined canopy openings was 19 in total. Undamaged seed-derived saplings (0·22·5 m tall) without any apparent scar from past breakage were chosen for analysis. About 20 saplings were chosen for each species in each canopy condition (closed or openings) in March 2003. The positions of the examined saplings in the canopy openings varied from the centre to the edge, so that irradiance conditions differed a little between those saplings. The trunk height (vertical distance from the ground to the highest apex), and crown width in two perpendicular directions including the maximum were measured for all saplings. The crown projection area was calculated as an ellipse. The branch length was measured for all branch orders. The top of the trunk of each sapling was marked with paint in March 2003 in order to measure precisely the height growth rate: the trunk height growth rate was then measured in March 2004.
All leaves were counted for each sapling in March 2003, and were marked with a paint maker. All leaves of each sapling were counted again and newly emerged leaves were marked with a paint marker in October 2003 and March 2004. The leaf lifespan (LLS, years) of each sapling was calculated using the following equation (King, 1994
):
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Total leaf area of each sapling was estimated as non-destructively as possible because of the reserved status of the forest. For each species, about 20 leaves were collected from saplings other than saplings measured for the crown architecture. The leaf area of individual leaves was measured by using computer graphic software connected to a desktop computer with an image scanner, and then the mean individual leaf area was calculated for each species (Table 1). The total leaf area of each sapling was estimated as the product of the mean individual leaf area and the number of leaves of each sapling. However, this estimation method of sapling leaf area might be inaccurate, especially for sparsely branched, large-leaved species, as individual leaf size often increases with increasing sapling height (Alvarez-Buylla and Martinez-Ramos, 1992
). If this is true for the sparsely branched species of this study, such as Macaranga, the sapling leaf area might be over- and under-estimated for small and large saplings, respectively.
In this paper, the following five abbreviations are used: trunk height, H (cm); sapling leaf area, AL (m2); crown projection area, AC (m2); total length of trunk and branches, LTB (m); total dry mass of trunk and branches, WTB (g).
Data analysis
The allometric relationship between parts of a plant based on loglog linear regression was used to analyse quantitative characteristics of the crown architecture for each species in each category of canopy condition (closed and openings). In this study, we examined three allometric relationships relating to crown development, i.e., sapling leaf area, crown projection area and total length of trunk and branches, each against trunk height. Total length of trunk and branches was used to express the degree of branching at a given trunk height. The branch length only, not total length of trunk and branches, was considered more appropriate to express the degree of branching. However, many small saplings of sparsely branched species had no branches. Thus, calculation of loglog allometric regressions of branch length against trunk height was impossible for some species and, therefore, the allometry of total length of trunk and branches against trunk height was used to evaluate the degree of branching at a given trunk height.
A least-squares regression (LS) is often used to analyse allometric relationships. However, both size measures are subjected to natural variation and measurement error, i.e. allometric relationships cannot satisfy the assumption of LS regression as the independent size does not vary in that model. Accordingly, allometry between plant organs should be treated as a bivariate relation and not a relation between dependent and independent variables. In this study, bivariate trait relationships were analysed by fitting standardized major axis (SMA) lines to log-scaled variables. This technique provides a superior estimate of the line summarizing the relationship between two variables, because the residual variance is minimized in both x and y dimensions, not the y dimension only (Sokal and Rohlf, 1995
; McArdle, 1998). In this study, the (S)MATR program (Version 1) was used to calculate the SMA regression (Falster et al., 2003
). Differences in slope and intercept were analysed by using the F-test and analysis of covariance (ANCOVA), respectively, to compare allometric regressions between the eight species within the same canopy condition (closed or openings) and between closed-canopy conditions and canopy openings within single species.
The interspecific variation of degrees of plasticity in response to canopy openings was analysed for allometric relationships between AL(y) : H(x) and between AC(y) : H(x). From the F-test and ANCOVA, not only between-species differences but also within-species differences were often found in the slope of regressions (Appendices 1 and 2). Thus, degrees of intraspecific and interspecific differences in allometric relationships differed according to the trunk height. Therefore, we examined species difference in the degree of plasticity of each allometry in response to canopy openings at trunk heights of 45 and 180 cm, which were a half and double the mean trunk height (approx. 90 cm) of the pooled data of the eight species. We estimated the sapling leaf area and crown projection area of the eight species in each canopy condition (closed or openings) at trunk heights of 45 and 180 cm using allometric regressions, and then the estimated values of the y variables at each trunk height (45 or 180 cm) were used to evaluate the plasticity of each allometry in response to canopy openings. In this study, the degree of plasticity was defined as the ratio of the value for canopy openings to the value for closed-canopy conditions.
Growth of saplings was assumed to be affected by three factors: (1) canopy conditions (closed and openings), which strongly affect light intensity; (2) sapling leaf area, which regulates the assimilative capacity; and (3) trunk height, because the growth of plants is often a size-dependent function. To examine how each species increases height in canopy openings, a general linear model was used for each species with canopy conditions (closed and openings), sapling leaf area and trunk height as explanatory variables.
Crown architecture and its plasticity in response to canopy openings of the eight tropical submontane evergreen species in this study were compared with those of eight cool-temperate deciduous broadleaved species in northern Japan (see Fig. 6 for the cool-temperate deciduous broadleaved species names; Takahashi et al., 2001
). Allometric regressions (AL : H, AC : H and AL : AC) were compared between tropical submontane and cool-temperate trees within each canopy condition (closed or openings) by using nested ANCOVA. The two forest groups were fixed factors, and species were nested within these groups with individual plants as replicates of species. The continuous x variable was a covariate. The minimum sapling height of the cool-temperate deciduous trees was 50 cm (Takahashi et al., 2001
), and that of the tropical submontane trees of this study was 19 cm (Table 1). Thus, saplings shorter than 50 cm among the tropical submontane trees of this study were eliminated from the analysis of the comparison between tropical submontane and cool-temperate trees. The SMA calculation method was not used in the nested ANCOVA. Although the LTB was used as an indicator of degree of branching for tropical submontane trees, the total dry mass of trunk and branches (WTB), an alternative to LTB, was used for the cool-temperate trees because the branch length was not measured in the Takahashi et al. (2001)
study. The plasticity of the AL : H and AC : H allometric relationships at trunk heights of 50 and 180 cm in response to canopy openings was examined in relation to WTB.
| RESULTS |
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Crown development of tropical submontane trees in response to canopy openings
In closed-canopy conditions, the crown architecture differed between the eight tropical submontane species for the three crown allometric relationships AL : H, AC : H and LTB : H (Fig. 1). Of the three crown allometric relationships, species differed in the slope of the allometric relationships AL : H and LTB : H (Appendix 2). LTB was assumed to be an indicator of degree of branching at a given height. Castanopsis had the largest LTB, and Macaranga had the smallest (Fig. 1C). Species with larger LTB tended to have a greater number of shoots and a smaller individual leaf area (Table 1). Sapling leaf area and crown projection area did not significantly correlate with LTB at trunk heights 45 and 90 cm (Fig. 2). Although Macaranga is the most sparsely branched species, it had the largest sapling leaf area and crown projection area of the eight species at heights 45 and 90 cm (Fig. 2) because of its large individual leaf area (Table 1), and long petioles (K. Takahashi, unpubl. data). However, correlation coefficients between AL and LTB and between AC and LTB increased with trunk height, and a statistical significance was detected in the AL : LTB allometry at height 180 cm (P < 0·05, Fig. 2C). This indicates that highly branched species with larger LTB had a greater sapling leaf area and crown projection area as sapling size increased compared with sparsely branched species with a smaller LTB (Fig. 2). Leaf longevity of Clidemia was fairly short (<6 months), while that of the other species was longer than 1 year (Table 1). Although the interspecific variation in the leaf longevity was weakly correlated with LTB at each height 45, 90 or 180 cm (r = 0·55
0·60), statistical significance was not found because of the small number of species (n = 8).
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In response to canopy openings, sapling leaf area increased in five of the eight species (Fig. 3A, B), i.e. the AL : H allometry differed between closed and open canopy conditions for slope or intercept, or both (Appendix 1). Although the degree of plasticity of sapling leaf area was not correlated with LTB at a height of 45 cm (Fig. 3A), the degree of plasticity was negatively correlated with LTB at a height of 180 cm (r = 0·71, P < 0·05, Fig. 3B). However, the AC : H allometry changed little between the two canopy conditions, except for Clidemia (Appendix 1, Fig. 3C, D). Therefore, larger saplings of sparsely branched species with a smaller LTB, except for Clidemia, increased the sapling leaf area without an increase in crown area in response to canopy openings.
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The mean of height growth rate was not significantly correlated with the LTB at trunk height 90 cm in closed-canopy conditions (r = 0·16, P = 0·70, Fig. 4). In response to canopy openings, the height growth rates significantly increased in the eight species (MannWhitney U-test, at least P < 0·05, Fig. 4). The degree of increase in the height growth rate was not significantly correlated with LTB at trunk height 90 cm (r = 0·44, P = 0·28, Fig. 4). To show how each species increased in height growth, a general linear model was used for each species with canopy conditions, sapling leaf area and trunk height as explanatory variables. Trunk height had a negative effect on the height growth of Lasianthus and Macaranga, and the canopy conditions (closed and openings) had a large effect on the height growth of the eight species (Table 2). Increase in sapling leaf area significantly contributed to the height growth of Elaerocarpus, Symplocos and Macaranga; these species were sparsely branched types (Table 2). Therefore, sparsely branched species increase their height in canopy openings by increasing the sapling leaf area.
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Comparison of crown allometry and plasticity between tropical submontane and cool-temperate species
Three crown allometric relationships were compared between the eight tropical submontane evergreen species in this study and the eight cool-temperate deciduous species of the Takahashi et al. (2001)
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Responses of cool-temperate trees to canopy openings were examined in relation to the WTB. In response to canopy openings, the degree of plasticity of sapling leaf area was not significantly correlated with the WTB at a height of 50 cm (Fig. 6A). However, the degree of increase in sapling leaf area was significantly greater in sparsely branched species with a smaller WTB at a height of 180 cm (P < 0·05, Fig. 6B). The AC : H allometry had the same relationship, i.e. taller saplings of sparsely branched species with a smaller WTB increased the crown projection area, but those of highly branched species with a larger WTB decreased (Fig. 6C, D). The maximum degree of increase, found in the AL : H allometry, was smaller than 2·0 in cool-temperate trees (Fig. 6B). However, tropical submontane trees Clidemia, Symplocos and Elaerocarpus had a degree of increase greater than 2·0 (Fig. 3B). Therefore, larger saplings of sparsely branched tropical submontane species tended to increase the sapling leaf area more than those of cool-temperate species, but their plasticity of crown projection area was smaller than for cool-temperate species.
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| DISCUSSION |
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This study showed that responses to canopy openings of the increase in height growth differed between the eight tropical submontane species according to their branching structure. Among taller saplings in shade conditions, the leaf area of sparsely branched species was lower than for highly branched species. The smaller sapling leaf area may limit growth and production of taller saplings of sparsely branched species by reducing the assimilative capacity, which in turn reduces their growth and survival in closed-canopy conditions. Therefore, the increase in sapling leaf area in canopy openings is effective for the height growth of sparsely branched species with a smaller LTB by increasing the assimilative capacity. In addition, leaf spacing of fast-growing gap saplings of sparsely branched species was more wide than that of slow-growing shaded saplings, which resulted in an increase of light interception of non-vertical light coming in from the sides. Thus, changes in crown shape may affect light interception and growth, as well as changes in crown area and leaf area. In contrast, height growth rates of highly branched species with a larger LTB did not correlate with sapling leaf area, indicating that these species increased their height without an increase in sapling leaf area because the increase in leaf area requires further leaf support tissue. Coomes and Grubb (1998)
Crown architecture patterns and plasticity differed between tropical submontane and cool-temperate trees. Cool-temperate trees had wider crowns and lower leaf area per unit crown area than tropical submontane trees in both canopy conditions. Such a wider crown with a small leaf area density would reduce self-shading within a crown for cool-temperate trees. Although plasticity of the AL : H allometry was similar between the two forest groups, that of the AC : H allometry differed between them. Crown areas of highly branched species of cool-temperate trees decreased in canopy openings, but those of sparsely branched species increased. The reduction of crown area of highly branched species decreases the leaf support cost and increases the carbon allocation to the trunk, which is advantageous for their height growth (Takahashi et al., 2001
). However, the increase in crown area of sparsely branched species of cool-temperate trees is effective to avoid self-shading because these species increased the sapling leaf area in canopy openings. Thus, sparsely branched species increase their height in canopy openings by increasing the assimilative capacity (Takahashi et al., 2001
). The crown area of tropical submontane trees, except for Clidemia, changed little in response to canopy openings. Such construction of crowns in tropical submontane trees would result in severe self-shading for sparsely branched species because they increase the sapling leaf area in canopy openings without an increase in crown area. Although few studies have examined the plasticity of crown architecture between deciduous and evergreen trees, Cao (2001)
observed a more flexible crown architecture in the deciduous species Fagus lucida in response to light conditions than in the evergreen species Castanopsis lamontii and Lithocarpus bancei. Fagus lucida grows horizontally to maximize light interception in low light conditions, but in high light conditions it grows vertically to increase its height. In contrast, the two evergreen species always grow vertically irrespective of light conditions. Therefore, the results of this study agree with the Cao (2001)
result that deciduous trees are more plastic than evergreen trees.
Differences in crown architecture and plasticity between tropical submontane and cool-temperate trees seem to be due to differences in leaf longevity. Deciduous trees can reduce self-shading within a crown by distributing leaves over a wide area at the expense of leaf support costs. In contrast, evergreen trees with leaf longevity longer than 1 year cannot avoid self-shading because new leaves shade old ones unless stems of branches elongate sufficiently to avoid self-shading. However, construction of long stems requires considerable construction costs, which decreases the carbon allocation for height growth. In addition, the assimilative capacity of leaves drops with leaf age (Koike, 1988
). Therefore, distributing leaves over a wide area at the expense of leaf support cost to avoid self-shading is not ideal to balance the carbon of evergreen trees, i.e. the whole-plant carbon gain is not reduced much even though old leaves with low assimilative capacity are shaded by new leaves. An adaptive linkage exists between leaf phenology and stem inclination in deciduous broadleaved tree species and herbaceous species; thus flush-leafing species favour plagiotrophic stems because many leaves can receive much light without self-shading, but successive-leafing species favour orthotrophic stems because new leaves with highest assimilative capacity always receive relatively more light at the top of the stem (Kikuzawa et al., 1996
; Kikuzawa, 2003
). King (2001)
also showed that deciduous species can intercept light efficiently in dim conditions by arced monolayered crowns. Therefore, leaf phenology undoubtedly affects the crown architecture of plants. Temperate deciduous broadleaved species often form two morphologically and functionally different shoots, i.e. short and long shoots (Maillette, 1982
; Jones and Harper, 1987
; Yagi and Kikuzawa, 1999
; Yagi, 2000
), but structural differentiation of shoots is unclear in evergreen species. Absence of a clear distinction between long and short shoots in evergreen species is partially because their leaf longevity is longer than 1 year: all shoots ultimately become shaded shoots because of accumulation of old leaves (Takenaka, 1997
). Thus, leaf longevity probably influences not only whole-plant crown architecture, but also shoot structure within a crown. Of the eight tropical submontane species, only Clidemia increased the crown area in response to canopy openings, like sparsely branched species of cool-temperate trees. The leaf longevity of Clidemia was fairly short (<6 months), and that of the other species was longer than 1 year. Avoidance of self-shading by increasing the crown area seems more advantageous for Clidemia. A narrow crown with less plasticity would therefore be favoured for evergreen trees with leaf longevity longer than 1 year to increase the height in canopy openings, even though old leaves are shaded by new ones.
This study concluded that: (1) tropical submontane trees have responses similar to cool-temperate trees to increase the height in canopy openings, i.e. taller saplings of sparsely branched species increase height growth rates by increasing the sapling leaf area; (2) cool-temperate trees have a wider crown area and a smaller leaf area density to avoid self-shading within a crown compared with tropical submontane trees; and (3) plasticity of the crown area is greater for cool-temperate trees than for tropical submontane trees, probably because of the difference in leaf longevity. Therefore, this study showed that different life-forms such as evergreen and deciduous trees have different crown allometry and plasticity.
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| ACKNOWLEDGEMENTS |
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We are grateful to Muhammad Amir and Aden Muhidin for their assistance in the field. Thanks are also due to the staff of the Research and Development Center for Biology, Indonesian Institute of Science for their kind support. This study was made by permission of the Indonesian Institute of Science (LIPI). The field study was financially supported by a grant from the Ministry of Education, Culture, Sports, Science and Technology, Japan (No. 14255003).
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